MilesToPass

Securities Industry Essentials Exam Prep

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4 free lessons · 160 free practice questions with explanations · ♪ podcast feed -- no account needed. See all 24 lessons in order →

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$69 one-time · 12-month access

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4 lessons and 160 practice questions — no account needed.
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20 more lessons and 800 more practice questions, plus spoken rationales, mock exams, and progress synced across phone and web.

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Course outline

24 lessons in 4 modules, in study order. Tap a module to show its lessons.

Module 1 · 6 lessons

Regulators and market participants

Includes a free lesson: The SEC: why securities are regulated, and the SEC's definition, jurisdiction and authority
Module 2 · 5 lessons

Markets, the economy and offerings

Includes a free lesson: The primary market and the secondary, third and fourth markets
Module 3 · 4 lessons

Equity securities

Includes a free lesson: Common stock: ownership, limited liability, order of liquidation and voting rights
Module 4 · 9 lessons

Debt instruments

Includes a free lesson: Bond basics: par value, coupon, maturity, and why price and interest rates move in opposite directions