♪ Miles to Pass: Securities Industry Essentials
The securities industry essentials licence, one commute at a time.
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4 episodes
- 1. The SEC: why securities are regulated, and the SEC's definition, jurisdiction and authority3:17
The SEC: why securities are regulated, and the SEC's definition, jurisdiction and authority
- 7. The primary market and the secondary, third and fourth markets2:53
The primary market and the secondary, third and fourth markets
- 12. Common stock: ownership, limited liability, order of liquidation and voting rights2:49
Common stock: ownership, limited liability, order of liquidation and voting rights
- 16. Bond basics: par value, coupon, maturity, and why price and interest rates move in opposite directions2:48
Bond basics: par value, coupon, maturity, and why price and interest rates move in opposite directions