Broker and salesperson fair housing responsibilities and New York's disclosure forms

Lesson 52 of 81 · All lessons · Up next: Federal fair housing laws and their history →

Equal service and clear information

New York fair housing compliance combines conduct, individual disclosure, and public posting. Completing one duty does not replace the others.

Under Executive Law § 296, real estate brokers and salespersons may not deny negotiations or access to housing, land, or commercial space because of protected characteristics, or falsely claim that available property is unavailable for that reason. Protected characteristics include lawful source of income, familial status, disability, and citizenship or immigration status, among others. Reject discriminatory client instructions; use lawful criteria consistently. Exemptions are specific: an owner's possible exemption does not establish that a licensee is exempt from the licensee's own duties.

Deliver and document the individual notice

Under 19 NYCRR § 175.28, the sponsoring broker must ensure associated licensees provide the Department of State's fair housing disclosure notice to prospective purchasers, tenants, sellers, and landlords at first substantive contact. It explains Human Rights Law provisions and complaint procedures. The requirement covers all real property, including commercial property, vacant land, condominiums, and cooperative apartments.

  • Deliver by hardcopy, email, text, electronic messaging system, or facsimile. Oral disclosure alone is insufficient.
  • An electronic link works if accompanying text identifies it as information regarding the New York State Human Rights Law.
  • For hardcopy, obtain a signed acknowledgment and keep the signed notice for at least three years.
  • For electronic or facsimile delivery, keep a duplicate for at least three years.
  • If the recipient declines to sign, make a written declaration under oath or affirmation describing when the notice was provided; retain it for at least three years.

Post publicly as well

Under 19 NYCRR § 175.29, maintain the Department's public notice at every office and branch. If the window contains listings or other postings, prominently display the notice so it is visible from the adjacent sidewalk. If the office is not sidewalk accessible or applicable law prohibits posting, place it where the business license is posted. Broker, associate broker, salesperson, and team websites must prominently and conspicuously link to the notice on the homepage.

Display the public notice at all open houses and have individual disclosure notices available at all open houses and showings. Availability and posting do not replace delivery at first substantive contact.

Three parallel boxes describe New York fair housing duties. Equal service covers access, negotiations, and nondiscriminatory advertising. Individual disclosure requires delivery at first substantive contact and retention of the required record. Public notice covers offices, website homepages, and open houses. Public posting does not replace individual delivery.
Equal service, individual disclosure, and public posting are separate duties.

Advertising belongs in the same compliance routine

Executive Law § 296 prohibits discriminatory advertising and inquiries. Describe the property rather than a preferred protected class of customer. Under 19 NYCRR § 175.25, property descriptions must be honest and accurate. A salesperson advertising property represented by the associated broker needs that broker's approval, and an advertisement naming the salesperson must also name the broker or brokerage. The agency disclosure form addresses representation; it does not replace the fair housing notice.

Key terms

Sample questions

When must a New York licensee provide the Department of State's fair housing disclosure notice to a prospective purchaser?

  • When the purchaser submits a written offer
  • At first substantive contact
  • When the seller accepts an offer
  • At the closing appointment
Preview

This is a preview. The full lesson and question set require an active plan.

See pricing →