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Exam term

Secretary of State

The New York official who holds exclusive regulatory authority over certain licensee matters, such as the handling of clients' funds and transaction records.

Lessons that use this term

  • Purpose of the license law, license categories, and the responsibilities of each licensee New York
  • Department of State regulations and the advertising rules New York
  • Legal responsibility and penalties, cease and desist zones, and nonsolicitation orders New York

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